Greg began his legal and compliance career 12 years ago. He first worked for a securities broker-dealer before joining SMS as the general counsel. He provides legal advice to the company and its management and is responsible for implementing and monitoring SMS’ compliance program. Greg received his bachelor’s degree in accounting and Juris Doctor degree from the University of Nebraska. He is a member of the Nebraska State Bar, has a life and health insurance license and previously held Series 7, 24 and 63 licenses.
Agents are subject to numerous federal and state regulations as well as each carrier’s policies and procedures. Greg has the experience and knowledge to support agents through training and education and is always available to answer any compliance questions. He really enjoys the interaction with agents and helping them conduct good, compliant business.
Greg was born and raised in Omaha, NE, is married and has a four-year old son. He is teaching his son “Go Big Red!” while his wife is teaching him “Rock Chalk Jayhawk!” In his spare time, Greg is a fair-weather runner and enjoys playing golf and tennis.